Risk Consulting - Senior-AM - FS IA-FS Compliance - Non-FCC - Review

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. 

FS Regulatory Compliance Consultant - Non-FCC  - Senior
As part of Risk Consulting, you will be deployed in client engagements related to Regulatory compliance in FS sector for various clients across the MENA region. This role involves conducting thorough reviews of regulatory frameworks, developing compliance programs, and collaborating with various departments to ensure that compliance measures are effectively implemented and maintained. 

The opportunity

We’re looking for a Senior Consultant with experience in developing, implementing, and maintaining compliance policies and procedures, conducting reviews of regulatory frameworks, developing different compliance programs. This is a fantastic opportunity to be part of a leading firm whilst being instrumental in the growth of our service offering. This position will be based out of our offices (Kochi/ Thiruvananthapuram) in the beautiful state of Kerala.

Working with our team, you will have the opportunity to work with clients to provide data driven insights, highlight anomalies, create efficiency through automation, thus, gaining valuable experience in a variety of clients.

You will work within different sized, multi-disciplinary teams and play a key role in ensuring high quality outputs and service to our clients.  The role involves developing knowledge and implementing new solutions in order to meet the ever-changing needs of our clients.

Your key responsibilities

• Conduct comprehensive reviews of regulatory requirements for various clients in FS Sector and ensure the organization’s policies and procedures are in alignment. 
• Develop, implement, and maintain compliance programs and policies to ensure adherence to regulatory standards in FS sector. 
• Monitor changes in laws and regulations relevant to FS Sector and assess their impact on compliance practices. 
• Prepare detailed reports and documentation of compliance reviews, audits, and assessments.
• Collaborate with stakeholders to provide guidance on compliance-related issues.
• Facilitate compliance related training sessions.
• Maintain and update compliance documentation, including risk assessments and compliance plans.
• Participate in audits and reviews, providing support and expertise on compliance-related matters.
• Assist in the development of compliance monitoring tools and metrics.
• Participate and support business development initiatives related to regulatory compliance.
• Mentor and coach junior team members, enabling them to meet their performance goals and successfully grow their careers.
• Manage the engagement budgets and support superiors in developing marketing collaterals, business proposals and new solution / methodology development.
• The job would require travel (Over 50%) to client locations in Middle East and North Africa such as Dubai, Kuwait, Riyadh, Doha etc.

Skills and attributes for success

• Experience in Compliance Policy, Regulatory Compliance Policy, Impact and Gap Assessment approach, Regulatory Relationship Management Guidelines, Compliance Breach Management Guidelines, conflict of interest policy, gift and entertainment policy development including gap assessment
• Experience in training modules development
• Excellent analytical and problem-solving skills.
• Strong communication and interpersonal skills.
• Ability to work collaboratively with cross-functional teams.
• Globally mobile and flexible to travel to onsite locations at a short notice.
• Ability to multi-task, work well under pressure with commitment to deliver under tight deadline.
• Strong organizational skills with ability to prioritize effectively.
• Strong academic history (with work experience in FS industry, Big 4 preferred).

To qualify for the role, you must have

• Bachelor’s degree in Finance, Business Administration, Law, or a related field.
• 3 to 6 years of experience working with business consulting firms.
• A valid passport for travel.

Preferably, you may also have

• Experience / certifications in Compliance or Risk Management (CRCM, CCEP, CRCMP).

What working at EY offers

At EY, we’re dedicated to helping our clients, from startups to Fortune 500 companies — and the work we do with them is as varied as they are.
You get to work with inspiring and meaningful projects. Our focus is education and coaching alongside practical experience to ensure your personal development. We value our employees and you will be able to control your own development with an individual progression plan. You will quickly grow into a responsible role with challenging and stimulating assignments. Moreover, you will be part of an interdisciplinary environment that emphasizes high quality and knowledge exchange. Plus, we offer:

• Support, coaching and feedback from some of the most engaging colleagues around
• Opportunities to develop new skills and progress your career
• The freedom and flexibility to handle your role in a way that is right for you

EY | Building a better working world 

 
EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.  

 
Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.  

 
Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.