Associate Analyst for Global Compliance

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. 

Career Family 
Risk Management Services  
Associate Analyst 
Role Type 
Competency 
Global Compliance – Global Compliance Engagement Testing 
Role Rank 
66 
About EY: 
EY is a global leader in assurance, tax, transaction and advisory services. The insights and quality services we deliver help 
build trust and confidence in the capital markets and in economies the world over. A global leader in professional services, EY 
is committed to restoring the public’s trust in professional services firms and in the quality of financial reporting. Its 230,000 
people in over 140 countries pursue the highest levels of integrity, quality, and professionalism in providing a range of 
sophisticated services centred on our core competencies of auditing, accounting, finance, tax, and transactions.  
About EY’s Global Delivery Services (GDS):  
GDS is EY's shared services organization. It consists of multiple service delivery centers from which Client Service and 
Enablement Services teams operate to deliver a range of support and services to EY. To work with Global Delivery Services is 
to tap into one of EY's greatest global assets - 40,000 smart, dedicated and incredibly responsive people, based in six 
countries. 
About Risk Management Services (RMS):  
Risk Management Services (RMS) is an internal function within EY GDS (Global Delivery services), responsible for protecting 
the organization from the risks that may arise from its professional practice. We work closely with all parts of the 
organization to identify and manage risks, providing coordinated advice and assistance on suite of services like Independence, 
Conflicts, Compliance, regulatory, policy and security issues as well as dealing with claims and queries regarding ethics. 
Formed in 2007, the RMS team is growing rapidly as a Center of Excellence for all standardized quality/compliance related 
activities. 
The opportunity 
Global Compliance Engagement Testing (GCET) supports the Global Risk Management in conducting compliance testing across 
Service Lines. GCET program is an internal EY review process which includes selecting engagements of the PPEDs to test them 
on Legal & Regulatory compliances & internal EY policy compliances and providing feedback & ratings to the PPEDs basis the 
outcome of their review. The team also provides analytical reports consisting of outcome of compliance testing to Global, Area 
and Region stakeholders.  
This is a great opportunity to be part of a leading firm whilst being instrumental in contributing to strengthening of compliance 
framework of the firm.  
Accordingly, we are looking for an Associate Analyst who shall be responsible for timely execution of compliance testing 
processes including conducting research and analysis to identify any potential non-compliance with policy/guidance or any 
potential regulatory breaches. The person shall also be required to assist in other process related requirements.  
Your key responsibilities 
Technical Expertise 
• Learn tools, technologies & EY databases to perform validations that support compliance monitoring  
• Perform compliance monitoring, conduct research using systematic & intuitive secondary research tools 
• Study the research findings, draw inferences, and conclude reviews in response to the research requirement 
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• Ensure timely transmittal of review outcome to the PPEDs 
• Use analytical and project management methodology and tools to deliver on core KPIs 
• Complete all assigned projects in line with the standard operating procedures and stipulated timelines 
• Proactively identify and lead initiatives that improve process efficiency 
• Deliver ad hoc process activities assigned periodically  
• Take ownership of process deadlines and initiate steps that prevent client escalations through timely, 
high‑quality delivery 
Skills and attributes for success 
• Ability to identify issues and evaluate scenarios against policy requirements  
• Strong oral and written communication skills with the ability to explain information in a clear, concise and structured 
manner 
• Good interpersonal skills and sound decision-making capability  
To qualify for the role, you must have 
•   
• 1 to 2 years of experience in research or compliance processes, data analysis, reporting and strong logical reasoning 
skills 
Ideally, you’ll also have 
• Knowledge on risk management attributes  
• Critical thinking skills with the ability to independently solve problems with data 
Technologies and Tools  
• Proficient in Microsoft 365 tools 
What you can look forward to 
• A Team with strong commercial awareness, solid technical skills and a real interest in learning and adapting in a fast
moving environment 
• A team built on trust, respect and collaboration. We support each other, help one another succeed in our roles and 
create opportunities to learn and develop new skills. 
• Opportunities to work with Global Executive Risk Management teams to help strengthen the compliance framework  
Work Location    
• Philippines (Taguig City) 
What we offer 
EY Global Delivery Services (GDS) Risk Management Services is a dynamic and truly global delivery network. We work across four 
locations – Argentina, India, the Philippines and Poland– and with multiple teams, playing a vital role in the delivery of the EY All In 
strategy. We offer a wide variety of fulfilling career opportunities that span all business disciplines. We’ll introduce you to an ever
expanding ecosystem of people, learning, skills and insights that will stay with you throughout your career.  
• Continuous learning: You’ll develop the mindset and skills to navigate whatever comes next.  
• Success as defined by you: We’ll provide the tools and flexibility, so you can make a meaningful impact, your way.  
• Transformative leadership: We’ll give you the insights, coaching and confidence to be the leader the world needs.  
@2020 EYGM Limited. All rights reserved. ED None. 
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• Diverse and inclusive culture: You’ll be embraced for who you are and empowered to use your voice to help others 
find theirs.  
About EY 
EY | Building a better working world 
EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in 
the capital markets.  
Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients 
grow, transform and operate.  
Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers 
for the complex issues facing our world today. 
If you can demonstrate that you meet the criteria above, please contact us as soon as possible. 
The exceptional EY experience. 
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@2020 EYGM Limited. All rights reserved. ED None. 

EY | Building a better working world

EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.

Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.

Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.