WAM-InvestmentCompliance-Manager

At EY, you’ll have the chance to build a career as unique as you are, with the global scale, support, inclusive culture and technology to become the best version of you. And we’re counting on your unique voice and perspective to help EY become even better, too. Join us and build an exceptional experience for yourself, and a better working world for all. 

Job purpose:

• Investment Compliance rule coders on Blackrock Aladdin, Charles River or Sentinel platform professionals with expertise and prior work experience on one or more asset classes such as fixed income, equity, derivatives etc
• Guideline Interpretation, Rule Coding and Testing, Pre Trade & Post Trade and Compliance Monitoring, Investment Compliance
• Technical experience of working on data, understand relational data models, SQL queries
• Exposure working with Wealth and Asset Management firms and complete understanding of the Buy side business

Your client responsibilities:

• Need to work as an individual contributor / lead in one or more WAM projects
• As per project requirements, willing to manage a team of junior business analysts
• Interface and communicate with the onsite coordinators
• Completion of assigned tasks on time and regular status reporting to the lead
• Regular status reporting to the Manager and onsite coordinators
• Interface with the customer representatives as and when needed
• Interface with data to provide requirements & vice versa
• Should be ready to travel to customers locations on need basis

Your people responsibilities

• Building a quality culture
• Manage the performance management for the direct reportees, as per the organization policies
• Foster teamwork and lead by example
• Training and mentoring of project resources
• Participating in the organization-wide people initiatives

Mandatory skills:

• Sectorial experience in financial services / capital markets, with domain knowledge on different asset classes across front office, middle office and back office for either or both “buy” and “sell” side of business
• Good knowledge on portfolio management, trade execution, data control and operations and portfolio administration
• Good experience understanding client requirements and streamline them appropriately to the team.
• Understand high-level business requirements and relate them to appropriate package capabilities
• Define and validate customisation needs for package as per client requirements
• Experience in any or more of Oracle, MS SQL,DB2 databases. Good data analytics skills
• Show in-depth knowledge on CFA concepts like portfolio management, wealth planning, Fixed income, Equity, Alternate investment, Derivatives etc
• Good Leadership skills
• Excellent client-facing skills
• MBA/MCA/ BE / B.Tech/ equivalent with 8 to 12 year experience in financial services industry

EY | Building a better working world 

 
EY exists to build a better working world, helping to create long-term value for clients, people and society and build trust in the capital markets.  

 
Enabled by data and technology, diverse EY teams in over 150 countries provide trust through assurance and help clients grow, transform and operate.  

 
Working across assurance, consulting, law, strategy, tax and transactions, EY teams ask better questions to find new answers for the complex issues facing our world today.