Consultant - Forensics - National - ASU - Forensics - Investigations & Compliance - Mumbai

Requisition Id: 1683480

As a global leader in assurance, tax, transaction and advisory services, we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training, opportunities and creative freedom. At EY, we don't just focus on who you are now, but who you can become. We believe that it’s your career and ‘It’s yours to build’ which means potential here is limitless and we'll provide you with motivating and fulfilling experiences throughout your career to help you on the path to becoming your best professional self.

The opportunity : Consultant-National-Forensics-ASU - Forensics - Investigations & Compliance - Mumbai

National :

National comprises of sector agnostic teams working across industries for a well rounded experience.

ASU - Forensics - Investigations & Compliance :

Successful organizations depend on their reputation for keeping promises, respecting laws and behaving ethically to maintain stakeholder trust. EY Forensic & Integrity Services professionals help organizations protect and restore enterprise and financial reputation. We assist companies and their legal counsel to investigate facts, resolve disputes and manage regulatory challenges. We put integrity at the heart of compliance programs to help better manage ethical and reputational risks. 

Our integrated approach ranges from enhancements in areas of perceived weakness or issues — including governance, controls, culture and data insights — to full organizational design and structural implementation. We want to help companies safeguard and restore financial and brand reputations. The insights and quality services we deliver help build trust and confidence in the capital markets and in economies the world over.

Your key responsibilities

Technical Excellence

Financial Crime & AML Compliance
  •  Review frameworks relating to Anti-Money Laundering (AML), Countering Financing of Terrorism (CFT), and financial crime prevention.
  •  Assess implementation of controls relating to KYC, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), sanctions screening, and transaction monitoring.
  •  Evaluate regulatory compliance with RBI guidelines, KYC, Re-KYC, CKYC and customer onboarding requirements.

MLTF Risk Assessments
  •  Support Money Laundering and Terrorist Financing (MLTF) risk assessments across customer, product, geography and delivery channel risk dimensions.
  •  Review inherent risk indicators, control frameworks, residual risk and risk mitigation measures implemented by financial institutions.

Fraud Risk & Financial Crime Typologies
  •  Assess frameworks relating to fraud risk management and financial crime prevention.
  •  Review monitoring mechanisms relating to money mule accounts, suspicious transactions, and emerging financial crime typologies.

Compliance Reviews & Process Reviews
  •  Conduct compliance reviews and process reviews of financial crime frameworks implemented by financial institutions.
  •  Evaluate adequacy of policies, procedures, SOPs, and operational processes relating to financial crime compliance.

Risk & Control Assessments
  •  Support development and review of Risk and Control Matrices (RCMs), Risk and Control Self-Assessments (RCSA), and internal control frameworks.
  •  Assist in identifying control gaps and strengthening risk mitigation measures.

FATF & Regulatory Framework Alignment
  •  Review AML frameworks against FATF recommendations and international financial crime standards.
  •  Support assessments to identify gaps between institutional frameworks and regulatory / FATF expectations.

Reporting & Documentation
  •  Assist in preparation of assessment reports, compliance review reports, and gap assessment reports.
  •  Participate in workshops, stakeholder meetings, and review discussions with client teams.

 Skills and attributes

To qualify for the role you must have
Qualification

• Any Graduate/ Post Graduate
• Preferred Certifications:
•   •  ACAMS
    •  CFE
    •  ICA AML Certifications
    •  Other relevant AML / Financial Crime certifications

Experience

• 2+ years of experience in 
•   •  AML / CFT compliance programs
    •  MLTF risk assessments
    •  Compliance reviews or regulatory advisory
    •  Internal audit or risk consulting engagements
    •  RCSA or Risk and Control Matrix (RCM) preparation
    •  Fraud risk reviews or forensic engagements
    •  KYC / AML / Sanctions compliance frameworks
    •  FATF or international regulatory framework assessments

What we look for

People with the ability to work in a collaborative manner to provide services across multiple client departments while following the commercial and legal requirements. You will need a practical approach to solving issues and complex problems with the ability to deliver insightful and practical solutions. We look for people who are agile, curious, mindful, and able to sustain positive energy, while being adaptable and creative in their approach.

What we offer

Fuelled by the brilliance of our people, EY has emerged as the strongest brand and the most attractive employer in our field, with market-leading growth over competitors. Our people work side-by-side with market-leading entrepreneurs, game-changers, disruptors, and visionaries. As an organization, we are investing more time, technology, and money than ever before in skills and learning for our people. At EY, you will have a personalized Career Journey and also the chance to tap into the resources of our career frameworks to better know about your roles, skills, and opportunities.

EY is equally committed to being an inclusive employer, and we strive to achieve the right balance for our people—enabling us to deliver excellent client service while allowing our people to build their careers as well as focus on their wellbeing.

If you can confidently demonstrate that you meet the criteria above, please contact us as soon as possible.

Join us in shaping the future with confidence. Apply Now