Manager - Investments Services Regulatory Compliance

The Opportunity 

As a Manager within the Financial Services Advisory team, you will play a pivotal role in supporting the strategies and managing the regulatory obligations for our clients within the investment services practice. You will form part of a team of professionals and will work closely with clients to navigate their complex requirements, support with authorization or relocation processes, ensuring regulatory compliance and fostering positive relationships with existing and prospective clients.

Key Responsibilities:

•    Manage projects, ensuring deliverables are met within scope, budget, and timelines.
•    Provide expert advice on regulatory requirements, including the interpretation of regulations and guidance on best practices, to clients and internal teams.
•    Assisting clients in the development and updating of internal policies and procedures to align with regulatory expectations.
•    Oversee the preparation and submission of regulatory documentation and filings.
•    Conduct regulatory impact assessments for new regulations and advise clients on compliance strategies.
•    Mentor and develop team members, fostering a culture of continuous learning and professional growth.
•    Contribute to business growth by supporting the creation of thought leadership material and attending relevant industry events, conferences, and seminars.
•    Collaborate with other service lines within EY to provide integrated solutions to clients.
•    Engage with relevant regulatory authorities and industry bodies to keep abreast with latest developments and best practices.

Qualifications & Experience:

•    Bachelor's degree in Law, Business, Finance or a related field.
•    Minimum of 5 years of experience in regulatory affairs or regulatory compliance.
•    Sound understanding of regulatory frameworks, including MiFID II, AIFMD and/or UCITS directive. Working experience in these areas will be considered an asset.
•    Strong communication and interpersonal skills.
•    Ability to build and maintain strong client relationships and networks.

What we offer:

At EY, we’ll develop you with future-focused skills and equip you with world-class experiences. We’ll empower you in a flexible environment, and fuel you and your extraordinary talents in a diverse and inclusive culture of globally connected teams. Learn more. 

Are you ready to shape your future with confidence? Apply today.