Staff, Regulatory Compliance

Career Opportunities: Regulatory Compliance Staff/Associate

The Opportunity

As a Regulatory Compliance Associate, you will be a part of our Regulatory and Company Secretarial team.  You will be part of a team who identifies planning opportunities to help clients fulfill compliance responsibilities, avoid penalties as well as minimize compliance burdens. This position offers excellent opportunities for teaming, learning, and career growth to the right candidate.

Role Summary

As an Associate, you will support the delivery of company secretarial, corporate governance, and regulatory compliance services to clients, ensuring alignment with applicable regulatory frameworks and internal quality standards.

Your Key Responsibilities

• Assist in company secretarial, regulatory compliance and governance support, including:
  • Preparation of board and shareholder meeting documentation
  • Maintenance of statutory registers and corporate records on clients’ behalf
  • Filing of relevant periodic returns with relevant regulatory bodies
• Support regulatory filings with relevant authorities (e.g., CAC, FRCN, NIPC, NRS, IID, SEC)
• Conduct regulatory research and support the development of client-ready materials
• Assist in preparing and updating compliance calendars and trackers
• Support the execution of corporate actions on clients’ behalf,
• Maintain accurate client documentation and engagement files
• Provide administrative and operational support to engagement leads

Skills and Attributes for Success

• Strong attention to detail
• Foundational understanding of corporate governance and compliance frameworks
• Excellent verbal and written communication skills
• Good drafting and documentation skills
• Strong learning agility and teamwork
• Good interpersonal relationship skills and the ability to network

To Qualify for the Role, you must have:

• LL.B and B.L (with a minimum of 2nd Class/Upper Division)
• Minimum of 3 years relevant regulatory compliance experience or equivalent experience
• Excellent research skills, with an ability to write persuasive reports

The ideal candidate should have the ability to

• thrive in a fast-paced, professional services environment, and be
• Mature, proactive, committed, highly motivated and driven team player

What we look for

• We're interested in strong team players who support their colleagues in reaching their goals while also considering their own workload and development. We're looking for people with a genuine passion for regulatory compliance skills and are inspired to help the world's leading multinational organizations meet complex regulatory obligations around the world. If you have the confidence to speak up and influence a team that affects big businesses worldwide, this role is for you.